Advanced Audits of 401(k) Plans: Best Practices and Current Developments (VIRTUAL SEMINAR)

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AAFP-WEB  |  Virtual Live  |  Advanced  |  Scheduled

Special Notes

  • Please note: This seminar will only be available via live webcast.
  • This seminar is co-sponsored with the Minnesota Society of CPAs


  • Accounting & Auditing
  • Auditing


Detailed understanding of defined contribution plans

Designed For

Experienced practitioners responsible for planning and performing employee benefit plan audit engagements


To get up to speed on changes in performing 401(k) plan audits.


  • Annual update of the changes affecting 401(k) plans
  • Compliance issues associated with eligibility and enrollments, remittances, lack of oversight, compensation, vesting, etc.
  • Best practices for engagement planning, internal controls, risk assessment, and detailed testing
  • How to avoid common mistakes made while performing audit procedures
  • Plan mergers and acquisitions
  • Common audit reporting and disclosure issues
  • The new audit standard for employee benefit plans
Registration for this event has closed. If you have any question or concerns please give us a call at 515-223-8161 or send us an e-mail at


Marjorie H. Heap

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Marjorie H. Heap, CPA, is a director with Peterson Whitaker & Bjork, LLC. She has experience in all phases of employee benefit plan engagements including planning, execution and quality control. In addition, she has a wide variety of public accounting experience covering all levels of financial statement service, developing and teaching training programs, and involvement in various levels of firm quality control.

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