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DTSTART:20260827T130000Z
DTEND:20260827T210000Z
SUMMARY: Audits of Employee Benefit Plans Subject to ERISA
DESCRIPTION: Auditing employee benefit plans

Employee benefit plan (EBP) audit engagements continue to be scrutinized by regulators and peer reviewers due to a history of noncompliance with applicable professional standards. 

Through this course\, you can gain the proper skills to perform EBP engagements effectively. You will learn about:

The steps of an EBP audit 
Applicable professional standards
ERISA and SEC requirements

Commonly audited plans

You will tap into ways to plan and conduct effective risk-based plan audits to comply with professional standards while maximizing efficiency for defined contribution plan audits. This course focuses specifically on this type of plan given that defined contribution plans\, including 401(k) plans\, are the predominant plan type subjected to audits. 

Applied learning

You will do a deep dive into EBP auditing by working through the plan audit process from engagement acceptance through the archive. 

Example forms and reports will be examined to illustrate effective EBP engagements.
CLASS:PUBLIC
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